Williams v. New York
Case Overview
CITATION
337 U.S. 241 (1948)
ARGUED ON
April 21, 1949
DECIDED ON
June 6, 1949
DECIDED BY
Legal Issue
Does a sentence imposed by a judge based on out of court evidence that was not admitted during trial or seen by the jury violate the Due Process Clause of the Fourteenth Amendment?
Holding
No, a judge’s consideration of out of court evidence in sentencing does not violate the Due Process Clause of the Fourteenth Amendment.
New York State Court of Appeals Hall, 1920 | Credit: Court of Appeals Hall Centennial
Background
Defendant Williams was arrested for murder in connection to a burglary in New York. Williams was tried and found guilty of first degree murder, and the jury recommended the judge impose a life sentence. At the time, however, §482 of the New York Criminal Code read:
“Before rendering judgment or pronouncing sentence the court shall cause the defendant's previous criminal record to be submitted to it, including any reports that may have been made as a result of a mental, phychiatric [sic] or physical examination of such person, and may seek any information that will aid the court in determining the proper treatment of such defendant.”
After accounting for Williams’ past criminal record and reviewing the probation report provided to him, the judge sentenced him to death. Williams appealed, arguing that his right to due process was violated by his inability to respond to the evidence the judge considered in his sentence that was not included in the trial, but the Court of Appeals upheld his conviction and sentence.
Summary
7 - 2 decision for New York
Williams
New York
Jackson
Frankfurter
Reed
Vinson
Rutledge
Douglas
Black
Murphy
Burton
Opinion of the Court
Writing for the Court, Justice Hugo Black upheld the use of presentence reports by judges during the sentencing phase, even if the reports contain information not introduced in open court during the trial. Black argued that the Due Process Clause of the Fourteenth Amendment does not require the same level of evidentiary standards in sentencing procedures as it does in the determination of guilt. He emphasized that historically, sentencing decisions have been left to the discretion of the judge who can consider a broader array of information than is admissible during the guilt phase of the trial. He wrote, “both before and since the American colonies became a nation, courts in this country and in England practiced a policy under which a sentencing judge could exercise a wide discretion in the sources and types of evidence used to assist him in determining the kind and extent of punishment to be imposed within limits fixed by law.” Black held that this practice does not violate constitutional rights and can effectively aid in tailoring sentences to the individual circumstances of each offender.
While Black agreed that allowing judges the discretion to consider out of court information in sentencing creates the possibility that they abuse their power, he argued that this risk exists any time a judge is given the power to impose the death penalty. He protected the discretionary power of judges in sentencing, writing, “[t]he due process clause should not be treated as a device for freezing the evidential procedure of sentencing in the mold of trial procedure. So to treat the due process clause would hinder if not preclude all courts-state and federal-from making progressive efforts to improve the administration of criminal justice.” Black concluded that the Due Process Clause does not invalidate a sentence because a judge utilized out of court information in the determination of that sentence.
Dissenting Opinion by Justice Murphy
In his brief dissent, Justice Frank Murphy argued that the trial judge was wrong to impose a more severe punishment than that proscribed by the jury, especially when doing so was based on out of court evidence that would have been inadmissible at trial. He wrote, “[i]n our criminal courts the jury sits as the representative of the community; its voice is that of the society against which the crime was committed. A judge, even though vested with statutory authority to do so, should hesitate indeed to increase the severity of such a community expression.” Murphy ultimately concluded that “in a capital case, against the unanimous recommendation of a jury, where the report would concededly not have been admissible at the trial, and was not subject to examination by the defendant, I am forced to conclude that the high commands of due process were not obeyed.”